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DISTRIBUTION/BREXIT: Border guards

kevin - 12 October 2017

Post-brexit, increasing the powers of European watchdogs to police cross-border finance may threaten the asset management industry’s current distribution system. Mark Latham investigates the...

City could lose more jobs as Esma rejects letterbox relocations

kevin - 14 July 2017

Fears that the current trickle of jobs from London to rival financial centres in the EU27 could turn into a mass exodus as a...

Esma decision could have ‘extreme impact’, City law firm warns

kevin - 9 June 2017

A London law firm has warned that a decision of the European Securities and Markets Authority (Esma) released on Tuesday could “have an extreme...

Esma warns firms not to cross client trades too often

Nick Fitzpatrick - 6 April 2017

The European regulator has told firms that cross their clients’ buy-and-sell orders to limit the activity else they may need to seek authorisation. The warning...

Esma worried that brokers may exploit MiFID II loophole

Nick Fitzpatrick - 16 February 2017

The European financial regulator has warned that some brokers could attempt to circumvent MiFID II rules that require trading to be carried out on...

Esma tightens protocols with accountants

Nick Fitzpatrick - 14 October 2016

The European financial regulator has launched a set of protocols with a global accountants body to make accounting information better for investors and try...

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