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Trading venues can increase risks of transaction fines

Inaccurate trade reporting can cost millions, yet regulators may reject correctly reported trades from investment firms because a trading venue is at fault, finds...

Alfi: Blocking Luxembourg funds in Germany “not possible” by law

It should not be possible to block Luxembourg-domiciled funds from distribution in Germany when changes to regulation take effect in December despite a recent...

Esma creates network on sustainability regulation

The European Securities and Markets Authority (Esma) has set up a network of regulators focused on sustainability, appointing Ana María Martínez-Pina Garcia as its...

EU alternative investment funds reach €4.9 trillion

Alternative Investment Funds (AIFs) domiciled in the European Union amounted to €4.9 trillion in 2017, according to a report from the pan-European financial regulator...

Cross-border distribution roundtable: In listening mode

Our panel discusses the European Commission’s cross-border funds distribution proposal and, in the post-Brexit world, Luxembourg’s role as a hub for cross-border distribution of...

Efama welcomes sustainability rules but warns on timeframe

EU countries will not have long enough to implement sustainability rules into investment fund regulation, the asset management industry has warned Brussels. The European Securities...

EU traders to gain access to UK clearing houses in no-deal Brexit

Three UK-based central counterparties will be recognised by European regulators to provide clearing services in the European Union (EU) in the event of a...

Brexit and cybersecurity top Esma’s supervision agenda

The European Securities and Markets Authority (Esma) has said that it will focus on the regulation of credit ratings agencies, trade repositories and the...

Brexit: A less common market

European managers have a simple temporary solution to keeping their UK distribution rights after Brexit – but UK managers must contend with evolving substance...

Distribution: “Hopefully people understand fees more”

They probably don’t, but they might start to now that the European financial regulator is releasing annual fee statistics. Fiona Rintoul reports. “We need everyone...

Sponsored feature: Brexiting with a ManCo

Brexit has left asset managers worrying about the distribution of UK funds into the EU – a topic discussed in depth at fund administration...

Esma begins consultation on investment fund liquidity stress tests

Esma, the independent authority safeguarding investor protection and stable financial markets in the EU, has launched a public consultation on draft guidance for liquidity...

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