The twin regulatory requirements of greater transparency and asset segregation create tough challenges for distributors, fund managers and their asset servicers. A processing model based on a single omnibus account is looking less and less suitable.
The twin regulatory requirements of greater transparency and asset segregation create tough challenges for distributors, fund managers and their asset servicers. A processing model based on a single omnibus account is looking less and less suitable.
As regulatory demands proliferate, fund and asset managers are finding that reporting on everything from sustainability to technical standards is a growing burden on...
Deep Pool Financial Solutions’ Roger Woolman explains how fund managers and administrators are increasingly using digital investment services to keep pace with evolving...
The market volatility and macroeconomic disruptions of 2022 have raised a challenge to the thematic investing boom, but also offer a chance to reappraise the benefits of the...
In today’s globalised investment environment, fund managers can more accurately target their investor bases by establishing funds across borders....
Operational risk is defined as the risk of losses stemming from inadequate or failed internal processes, people, and systems, or from external events.[1] This also includes legal risk,...
The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) last year...