regulation

Jun 11, 2018

Benoit_LallemandOne of the key points that should be at the forefront of the debate around the UK exit from the EU is the need to continue to better enforce and improve the EU financial legislative framework that has been jointly built.

Jun 07, 2018

IrelandNorthern Ireland is pinning its hopes on the fintech sector for the post-Brexit era. Funds Europe examines its prospects.

Jun 07, 2018

Our technology experts engage in lively debate on collaboration, disruption, innovation and those tricky millennials. Chaired by Nicholas Pratt.

Jun 07, 2018

AutomationFunds Europe examines some of the legal issues associated with new technology and how lawyers might be affected by automation.

Jun 06, 2018

Money_launderingThe UK division of one of India’s largest public sector banks, Canara, has been fined £896,100 (€1 million) and barred from accepting new client deposits for five months for failures in its anti-money-laundering controls.

Jun 05, 2018

regulation and compliance SGG Group, an investor services provider, has acquired Lawson Conner, a London-based regulatory and compliance outsourcing firm.

Jun 04, 2018

ResearchThe pressure of unbundling broker research costs due to 2018 regulatory changes in capital markets has started to be felt in lower commissions, research shows.

Jun 04, 2018

BenchmarkMany Ucits equity funds – including some that are already under fire for allegedly being “closet index-trackers” – are failing to publish their performance against benchmarks.

May 24, 2018

The European Securities and Markets Authority (Esma) has appointed a director of the Central Bank of Ireland to its seven-person management board.

May 23, 2018

Fund professionals feel compliance costs are hampering tech adoption. So where would they spend the money if they could? A Funds Europe/Calastone survey finds out.

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