regulation

Dec 19, 2018

CupcakeA year on from MiFID II’s implementation, Mark Latham investigates the extent to which the industry is innovating as it implements the directive’s costs and charges disclosure requirements.

Dec 19, 2018

BlockchainMatt Duncan, chief executive of Ostrum Asset Management, tells Mark Latham about plans to give his firm first mover advantage on blockchain technology.

Dec 19, 2018

PanelWhen it comes to ‘cutting’ the NAV, would your fund oversight cut it with regulators? Milestone’s Robert Proctor considers how best practice is evolving.

Dec 18, 2018

Some of Europe’s leading exchange-traded fund (ETF) providers including DWS, Invesco, iShares and SPDR have joined forces to provide investors with a ‘consolidated tape’ of aggregate ETF trading data in one place for the first time.

Dec 05, 2018

European_ParliamentMore industry bodies have welcomed the European Parliament’s recommendation to extend the review of the ‘Priips’ investment fund rules.

Dec 04, 2018

DeadlineA German funds trade body - which is one of the most vociferous critics of Priips regulations - has welcomed European Parliament’s decision to extend deadlines for a review.

Nov 19, 2018

Regulatory white paperEurope’s asset management trade body has told financial regulators that their recent consultation paper does not go far enough in scrutinising the controversial ‘Priips’ investor information document.

Nov 13, 2018

RegulationMany fund managers and brokers are failing to tighten up their dealing processes despite pressure from major capital markets regulations introduced nearly a year ago.

Nov 09, 2018

HandshakeAfter the barrage of regulations precipitated by the financial crisis, France’s three asset servicing giants are at last free to concentrate on gaining new business. Mark Latham reports.

Nov 09, 2018

Richard_ThomasEven though the UK has now implemented the General Data Protection Regulation (GDPR), it’ll need to agree new arrangements with the EU post-Brexit.

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