trading & transfer agency

European stocks rise in anticipation of US jobs data release

Funds Europe -

European stocks experienced an uptick on Friday as traders and investors await the impending release of US employment statistics for September. Key stock indices across...

Esma calls for evidence on shortening settlement cycle

Funds Europe -

The European Securities and Markets Authority (Esma) has initiated a call for evidence (CfE) on the topic of potentially shortening the settlement cycle. Stakeholders...

Broker-dealers in the modern post-trade financial landscape

kevin -

Alessandro Cavallari and Steve Gutowski of Societe Generale Securities Services discuss the evolving post-trade landscape, emphasising brokers' need for technological adaptability and strategic partnerships...

Funds Europe Awards: Interview with Northern Trust – TA winner 2022

Funds Europe -

The deadline for the Funds Europe Awards 2023 is fast approaching. Last year, Northern Trust won Transfer Agent of the Year. The title was...

Interview: Kate Webber, Northern Trust, on the eternal search for efficiency

kevin -

Funds Europe talks to Kate Webber of Northern Trust, winner of the Transfer Agent of the Year 2022 award, about the future of the...

AMF warns of scam crypto site

Funds Europe -

The Autorité des Marchés Financiers (AMF) has urged investors to be “extremely vigilant” of fraudulent investment offers in Forex offered by Immediate Connect. The platform...

Asset managers warn responsibility for CMU success is in policymakers’ hands

Nick Fitzpatrick -

Asset managers have warned that policymakers will “bear the responsibility” if EU capital markets “continue to fail” their users, ahead of important negotiations on...

Questions remain over the international impact of the US & Canada move to T+1

Funds Europe -

The pain points of adapting to a T+1 settlement cycle are now clearer, and market participants will need to collaborate to adapt to the...

Finma welcomes close of UBS-Credit Suisse acquisition

Funds Europe -

Swiss financial regulator Finma welcomed the completion of the UBS acquistion of Credit Suisse saying that it brought “clarity and stability” to the banking industry. UBS...

FCA issues record £17m cum-ex fine

Funds Europe -

The UK's Financial Conduct Authority (FCA) has fined ED&F Man Capital Markets Ltd (MCM) £17.2 million, the UK regulator’s largest penalty in relation to "cum-ex" trading...

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