White papers » Broadridge

Broadridge

Jan 26, 2021

Post-financial crisis, EU regulators hastily introduced a slew of new requirements and reporting obligations for asset management companies. Some of these new rules have created enormous challenges for the industry at a time when it is already facing a number of obstacles.

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Regulation

Global Fund Management Regulatory Outlook 2023
The financial services industry is no stranger to frequent regulatory upheaval and scrutiny, however the past year has been particularly demanding on market participants.

This whitepaper details key regulatory changes scheduled and pending in 2023, and how they will impact fund managers and fund distributors.
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