Tag: custody regulation

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Charles Schwab UK fined for safeguarding breach

Charles Schwab UK, the broker, has been fined by the UK financial regulator for safeguarding and compliance failures. The Financial Conduct Authority (FCA) fined Charles...

FX SERVICES: Court room dramas and spedial FX

Lawsuits and regulatory investigations have undermined pension funds' faith in foreign exchange rates offered by custody banks. Nicholas Pratt looks at changes in the...