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Why AML compliance is the perfect case for agile software

A lack of automation and properly integrated technology is leading some asset managers to walk away from clients they fear may be a compliance...

UK firms face 2022 deadline for resilience rules

Regulators in the UK have given investment firms a one year deadline to improve their operational resilience. The policy statement (PS21/3) has been jointly issued...

Further call for Priips changes to performance measurement

Fund providers are urging policymakers to require them to provide past performance information in investor documents rather than future scenarios. The measure is the latest...

Carmignac appoints compliance head

Abdellah Bouziane has joined fund manager Carmignac as global head of compliance. Bouziane will lead compliance in all seven European countries in which Paris-based Carmignac...

Duff & Phelps enters Ireland ‘ManCo’ market

Duff & Phelps, a governance services provider, is entering the Irish ‘SuperManco’ market. The firm has been authorised to provide management company service to alternative...

Doubts that many investment firms will meet MiFID II deadline

Just 36% of investment managers said they were confident of hitting the deadline for the major capital market rule changes under MiFID II next...

iM Square appoints new head of risk for Europe

Paris-based asset management investment platform iM Square has appointed Philippe Sénéchault to the newly-created post of European head of risk, information systems and compliance...

Duff & Phelps hires three for compliance in UK and Jersey

Duff & Phelps, a consultancy, has appointed three regulatory and compliance experts as part of an expansion in the area. The firm – which provides...

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