regulation

UK proposes return to research bundling rules

Nik Pratt -

The UK’s financial regulator, the Financial Conduct Authority (FCA), has proposed a plan that will reverse a key part of the MiFID II reforms. The...

Efama calls for changes to wholesale data market

Nik Pratt -

Efama, the trade association for European asset managers, has called for reform of the wholesale data market. The call, which was also made by the...

Taskforce calls on EU, UK and Switzerland to align on T+1

Nik Pratt -

A European task force has called on the EU, UK and Switzerland to coordinate their implementation of a shortened settlement cycle. The call comes in...

EU regulators to launch test in preparation for DORA

Nik Pratt -

Financial institutions within the EU, including asset managers, have been asked to take part in a training exercise ahead of the implementation of the...

FCA issues warning notice to Woodford and LFS

Nik Pratt -

The UK’s financial regulator has accused fund manager Neil Woodford of a “defective and unreasonably narrow” understanding of his responsibility to manage liquidity while...

14 days until FundsTech Forum

Nick Fitzpatrick -

With two weeks left until Funds Europe hosts the FundsTech Forum in London, our event programme is stacking up with new speakers confirmed. Covering many...

ESMA outlines DLT pilot challenges

Nik Pratt -

Europe’s securities regulator ESMA has written to the European Commission, Parliament and Council to explain the underwhelming progress of its DLT Pilot Regime. The project...

IOSCO to examine exchange groups’ business models

Nik Pratt -

The ever-expanding business models of stock exchanges are set to come under closer scrutiny from the International Organisation or Securities Commissions (IOSCO). The association of...

Alternative fund managers anticipate higher fines for regulatory violations

Piyasi Mitra -

Fines for alternative fund managers for breaking regulations could be on the rise, research has found. According to global research by Ocorian, a provider of...

Insurers’ spending increases to apply greater scrutiny of risks

Nick Fitzpatrick -

Insurers increasingly spend on scenario analysis and stress testing to gain greater transparency about their investment strategies. Part of the pressure to do this is...

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