White papers » Regulation

Regulation

Northern Trust | Nov 22, 2019

As industry pressures grow, how can investment managers continue to deliver value – and achieve Operational Alpha®?

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Northern Trust | Jun 25, 2019

Since their introduction to the marketplace over 15 years ago, European tax‐transparent funds have been constantly evolving. Today, they are sophisticated and highly‐relevant vehicles for investment managers and asset owners who need to mitigate a range of industry pressures.

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Confluence | Feb 20, 2017

This white paper explores the impact of RegTech on long-sought after automation in the asset management back office.

BNY Mellon | Jan 20, 2017

In this report, BNY Mellon looks at the challenges and opportunities for investors and managers, focusing in particular on the operational requirements that underpin successful business models.

Confluence | Nov 10, 2016

This white paper explores how RegTech and the Cloud can support a compliance team to create a more efficient way of working.

BNY Mellon | Mar 18, 2016

Read about the new regulations relating to collateral management requiring industry participants to understand the ‘consequences of change’.

Euroclear | May 18, 2015

The twin regulatory requirements of greater transparency and asset segregation create tough challenges for distributors, fund managers and their asset servicers. A processing model based on a single omnibus account is looking less and less suitable.

Matheson | Feb 5, 2014

For global asset managers, choosing the right fund domicile is a key strategic decision. Whether seeking to establish UCITS or alternative investment funds or both, how do asset managers evaluate the best domicile for their needs among the various European financial centres available? And what are the key decision‑making criteria that influence their preference?

Citi | Jan 16, 2014

The European derivatives industry has rallied remarkably of late, rising above the confusion and delay surrounding ESMA’s looming trade repository reporting regulations. At the same time, it is a significant challenge to put in place the right solutions to comply with the new data reporting regulations.

Some industry participants are meeting this confidently with in-house resources while others look to outsourced solutions. But how?

Deutsche Bank | Jul 5, 2013

Designed to establish a harmonised regime across the EU for various forms of alternative investment fund (AIF) management, including hedge funds, fund of funds and private equity, the Alternative Investment Fund Managers Directive (AIFMD) is scheduled to come into effect on 22 July 2013. AIFMD will certainly impact responsibilities, liabilities and risk for EU AIF managers and their prime brokers, depositaries, administrators, and custodians, but with the right approach, implementing its provisions need not be as disruptive as some fear.

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