regulation

May 24, 2018

The European Securities and Markets Authority (Esma) has appointed a director of the Central Bank of Ireland to its seven-person management board.

May 23, 2018

Fund professionals feel compliance costs are hampering tech adoption. So where would they spend the money if they could? A Funds Europe/Calastone survey finds out.

May 23, 2018

Stuart_ParkerUS fund giant PGIM Investments has raised $2.5 billion into its UCITS fund range since launching in europe five years ago. Chief executive Stuart Parker tells Mark Latham about the firm’s expansion plans and the challenges of breaking into the European market.

May 23, 2018

Worried_manKNEIP’s Lauri Paal draws on his experience working at Skype to see how technology and outsourcing can play a role in standardising operations.

May 23, 2018

Collateral_managementThe International Capital Market Association is seeing an increasing need for collateral management knowledge among professionals. Tim Steele asks why.

May 23, 2018

Emma_RachmaninovFor those asset managers’ legal and compliance teams who breathed a sigh of relief in January when MiFID II was implemented, the next items on the UK regulatory change agenda probably include the Financial Conduct Authority’s Asset Management Market Study (AMMS), the Senior Managers and Certification Regime (SM&CR) and responding to Brexit.

May 23, 2018

MachineIf regulatory reporting became machine-readable, it would reduce friction and could lead to more profound benefits. Nicholas Pratt reports.

May 23, 2018

Jonathan_LipkinA number of EU-level initiatives show the seriousness of intent among policymakers to further develop the European retail investment fund market.

May 22, 2018

Data chartsEuropean open-ended funds saw outflows of over €13 billion in 2008 turn into sales of €178 billion last year, according to publicly available flow data that for the first time traces an arc from the financial crisis to the present.

May 22, 2018

SEB_buildingScandinavian bank SEB is selling its Luxembourg regulatory infrastructure business to FundRock Management Company.

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