regulation

Jan 22, 2018

Investors in 13 of the UK's top 20 bestselling funds of 2016 paid as much as 85% and an average 30% more in fees than had previously been disclosed to them, according to pension and investment consultancy, the Lang Cat.

Jan 22, 2018

Independent boards of a number of Baillie Gifford investment trust clients have written to the UK’s Financial Conduct Authority expressing concern about key information documents (KIDs) required under the Packaged Retail and Insurance-based Investment Products (PRIIPs) regulation.

Jan 17, 2018

Public_policySchroders has hired Elisabeth Ottawa as deputy head of public policy. She will join in March 2018.

Jan 15, 2018

Asset managers face a number of negative consequences due to the MiFID II capital market reforms, warns the ratings firm Moody’s.

Jan 11, 2018

Around 30 jobs could be created by M&G Investments’ pre-emptive Brexit move announced earlier this week.

Jan 09, 2018

Cost cuttingRevised capital market rules known as MiFID II have prompted European fund managers to slash research budgets by $300 million (€250 million), according to a consultancy firm.

Jan 08, 2018

RegulationThe UK’s Financial Conduct Authority (FCA) has fined former RBS trader Neil Danziger £250,000 (€281,700) and banned him from life from working in any regulated financial activity for his role in the Libor rigging scandal.

Jan 05, 2018

EaglesThere are concerns that a new regulation will reduce the appetite of Ucits funds to lend their assets. Lynn Strongin Dodds looks at the SFTR and how vendors might help.

Jan 05, 2018

QueueThe securities lending industry continues to push for greater involvement of Ucits funds in securities finance. Lynn Strongin Dodds gives the story so far.

Jan 05, 2018

Our specialist panel looks at securities lending from the point of view of Ucits fund managers, considering the hurdles and the benefits.

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