regulation

Oct 05, 2018

Tech_devicesInternational regulators are embracing new technology for market surveillance and compliance reporting. Nicholas Pratt considers the implications.

Oct 04, 2018

Regulatory supervisonThe European Securities and Markets Authority (Esma) has published its 2019 work programme, setting out its priorities for the year ahead.

Oct 02, 2018

RegulationA UK fund management trade body has called for a suspension of certain fund calculations that it describes as misleading.

Sep 19, 2018

Our panel discusses the rise of ESG investing post-financial crisis, the right level of scrutiny and developments in an ever-changing landscape. Chaired by Romil Patel in London.

Sep 19, 2018

ForestThere is still a fundamental gap between what corporates disclose about their sustainability practices and what investors want to know, as Romil Patel reports.

Sep 12, 2018

Fiona_RintoulNo one, it seems, is happy with the EU Priips regulation, which went live on 3 January 2018. Simply reading an explanation of what the rules hope to achieve helps us to understand why.

Sep 04, 2018

RegulationNew rules for the funds industry issued by Luxembourg’s financial regulator have been broadly welcomed by sector actors in the Grand Duchy contacted by Funds Europe.

Sep 04, 2018

Marco Zwick and Pierre GramegnaMarco Zwick (pictured right) was yesterday sworn in as the new director of the Luxembourg financial regulator, the Commission de Surveillance du Secteur Financier (CSSF).

Sep 04, 2018

Johannes_WoelfingThe Investment Association, which represents the UK’s funds industry, has promoted Johannes Woelfing to the newly-created position of head of European affairs ahead of the trade association’s opening of an office in Brussels.

Aug 29, 2018

Over half of the 35,518 candidates who sat the CFA Institute Level III examination in June passed.

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