regulation

Sep 03, 2019

Savings_jarThe Pensions Regulator’s deadline for master trust applications has passed. Ellie Duncan and Elizabeth Pfeuti ask some of the first providers to cross the line to spell out their propositions.

Aug 29, 2019

A coalition of investors representing over $2.9 trillion (€2.6 trillion) is piling pressure on global banks to respect the rights of indigenous peoples and halt infrastructure projects that affect their way of life.

Aug 27, 2019

Shareholder pressure has forced pension changes for executives at a number of public companies, including aligning contribution levels with those of employees, the UK’s Investment Association (IA) said.

Aug 20, 2019

Cryptocurrency thefts and scams have surged throughout 2019 so far, with criminals and fraudsters netting billions from users and exchanges as cybercrime techniques continue to evolve with the times.

Aug 15, 2019

The Luxembourg government has laid down draft legislation to enact the second EU Anti-Tax Avoidance Directive 2017/952 (ATAD 2) into domestic law.

Aug 13, 2019

The UK’s financial regulator has told several authorised corporate director (ACD) companies to prepare for an industry investigation following the recent implosion of Neil Woodford’s investment business, the Financial Times has reported.

Jul 31, 2019

Trading_dataInaccurate trade reporting can cost millions, yet regulators may reject correctly reported trades from investment firms because a trading venue is at fault, finds Oliver Bishop of Elixirr.

Jul 18, 2019

House_on_fireWith redemptions suspended in the Woodford Equity Income Fund, Mark Latham examines the issues the debacle has thrown up.

Jul 18, 2019

Bee_hiveAs concern mounts about how a downturn could hit insurers’ CLO holdings, Nicholas Pratt looks at the appeal of collateralised loan obligations and the impact of recent rule changes in the US market.

Jul 18, 2019

Gary_PaulinIn a webinar hosted by Funds Europe, Gary Paulin of Northern Trust Capital Markets explains why fund management dealing desks form the basis of a new wave of asset management outsourcing.

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