regulation

Sep 14, 2017

ReportingFund distributors are required to make their first ‘target market’ reports available for fund managers by April 30 next year.

Sep 07, 2017

Pasta_dishMiFID II and PRIIPs are looming. Due to come into force from January next year, these regulations will place great demands on the entire fund supply chain. Paolo Brignardello of Fundsquare asks: how can asset managers comply and provide all the necessary documentation efficiently?

Sep 07, 2017

Henco van der Meulen & Joanna Pabélick of M Partners – a member of the Maitland network of law firms – look at the implications of the Prospectus Regulation for the Luxembourg Stock Exchange’s Euro MTF market.

Jun 06, 2017

SurprisedMiFID II’s unbundling rules on broker research payments could result in an acid test for fund board directors by the end of this year, says Nick Fitzpatrick.

Apr 18, 2017

An open discussion between funds industry experts and initiated by SGG Luxembourg took place in London to examine  the implications of Brexit for UK fund managers marketing to the EU.

Apr 07, 2017

Fergus_AllDuff & Phelps, a consultancy, has appointed three regulatory and compliance experts as part of an expansion in the area.

Apr 04, 2017

Calculating_feesA specialist Asian investment team within First State Investments is to pay future broker research costs itself rather than charge clients.

Mar 28, 2017

PopulismThe primary concerns of firms working in asset management – such as disruption from robo-advice and the challenge of managing alternatives – have all receded over the past year to make way for worries connected to political change.

Mar 23, 2017

Life_insurance_planAsset managers lack understanding about the needs of insurance firms, including the demand for data transparency, and this is holding up investment outsourcing, researchers said.

Mar 21, 2017

Our panel discuss tax transparency, the elegance of private placement and why Jersey could do more to promote itself. Chaired by Tom Cowsill in Saint Helier.

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