regulation

Jun 11, 2019

Keep_out_tapeOnly one tenth of Luxembourg-domiciled funds would technically be allowed for distribution in Germany when further performance fee requirements come into place in January next year.

Jun 06, 2019

BoardroomFranklin Templeton Fund Management Limited has appointed three non-executive directors to boost the firm’s fund governance.

Jun 06, 2019

Anti money launderingThe Luxembourg financial regulator, the Commission de Surveillance de Secteur Financier or CSSF, has published guidance on anti-money laundering and combatting the financing of terrorism.

Jun 03, 2019

ComplianceAlmost 400 entities in the UK that were subject to capital markets rules known as ‘MiFIR’ had problems with transaction reporting last year and notified the financial regulator.

May 23, 2019

sustainability regulationsThe European Securities and Markets Authority (Esma) has set up a network of regulators focused on sustainability, appointing Ana María Martínez-Pina Garcia as its chair for two years.

May 23, 2019

We moved on to ask respondents how data was used within their organisation (fig 5). Just over a third view data management primarily as a task to feed their investment research (34%).

May 23, 2019

There has been extensive research during the past five years exploring how financial transaction processing and record-keeping can be remodelled using distributed ledger, or blockchain, technology.

May 22, 2019

Julius BaerPrivate bank Julius Baer is to sign up to the UN principles for responsible banking, making it the first Swiss bank to commit to them.

May 16, 2019

OnboardingThe slow and complex onboarding process has become a pain for both managers and clients. Nicholas Pratt examines how technology can help reduce the burden.

May 16, 2019

FundTech_Forum_DublinThe latest FundTech Lab event in Dublin discussed regtech, legacy systems and the asset servicing industry’s efforts to remain relevant in a changing market.

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