regulation

Jul 16, 2018

Jonathan_SteinbergFollowing its acquisition of ETF Securities’ European business, WisdomTree founder Jonathan Steinberg talks to Mark Latham about the ETF industry’s future and the firm’s expansion plans.

Jul 16, 2018

USA_peopleThe US is still a prize to be won for many European asset managers. Arguably its regulatory cost will be lower than Europe due to its homogeneity. Tim Steele looks at the main barriers to entry.

Jul 16, 2018

Emily HarmsworthUK limited partnership law reforms are like buses: you wait ages, then lots arrive at once. The legislation is over 100 years old and in the last few years, notable changes have been made.

Jul 12, 2018

HourglassThe EU’s financial markets regulator has warned financial services companies in the UK that they will, in the event of a hard Brexit, need to apply for licences by the end of July if they want to continue trading in the 27 remaining EU countries.

Jul 12, 2018

Stuart_ParkerUS fund giant PGIM Investments has raised $2.5 billion into its Ucits fund range since launching in Europe five years ago. Chief executive Stuart Parker tells Mark Latham about the firm’s expansion plans and the challenges of breaking into the European market.

Jul 06, 2018

FishermanThe EU Commission’s guidelines on withholding taxes do not have nearly enough bite, says Lorraine White, BNY Mellon’s global head of securities and client tax.

Jul 05, 2018

USA-EU_flagIn this article published in the June edition of Funds Europe, Tim Steele offers US asset managers a guide to what EU funds regulation means to them. We hope you enjoy your stay.

Jul 04, 2018

ClassificationBritain’s financial services regulator has proposed a new directory that consumers and firms can use to check the backgrounds of investment advisers and other individuals.

Jul 02, 2018

Benoit_LallemandIn our monthly column that is guest written by one of the national funds associations or industry lobby groups, Benoit Lallemand, secretary general of Brussels-based Finance Watch, argues that protecting the citizens of Europe from the consequences of another financial crisis should be a priority.

Jun 29, 2018

True_falseInvestor group Better Finance was due to support Europe’s investment industry over concerns about “misleading” information in retail fund documents.

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