regulation

Oct 25, 2018

SandwichAndrew Bailey, chief executive of the Financial Conduct Authority (FCA), was due to warn London’s Lord Mayor that MiFID II was ruining the quality of sandwiches served at lunches in London’s financial centre.

Oct 24, 2018

Funds Europe talks to SGSS’s Sarj Panesar about the importance of distribution data.

Oct 16, 2018

Moody's_websiteRatings agency Moody’s says Financial Conduct Authority (FCA) proposals for the management of illiquid assets in retail investment funds would be good for asset managers despite higher operating costs.

Oct 16, 2018

ClassificationA fund classification is to be implemented in Nordic countries, Switzerland and Germany with a view to making more cross-border funds in Europe easier to compare.

Oct 08, 2018

Trading_data_screenThe world of fund administration has changed significantly since the financial crisis thanks to a plethora of new regulations, including ‘The Alternative Investment Fund Managers Directive (AIFMD)’, ‘European Market Infrastructure Regulation’, ‘MiFID II’, Dodd Frank and the Fair and Accurate Credit Transactions Act (FACTA) in the US or the global Common Reporting Standards, as well as technological advances whereby processes have increasingly become...

Oct 05, 2018

Tech_devicesInternational regulators are embracing new technology for market surveillance and compliance reporting. Nicholas Pratt considers the implications.

Oct 04, 2018

Regulatory supervisonThe European Securities and Markets Authority (Esma) has published its 2019 work programme, setting out its priorities for the year ahead.

Oct 02, 2018

RegulationA UK fund management trade body has called for a suspension of certain fund calculations that it describes as misleading.

Sep 19, 2018

Our panel discusses the rise of ESG investing post-financial crisis, the right level of scrutiny and developments in an ever-changing landscape. Chaired by Romil Patel in London.

Sep 19, 2018

ForestThere is still a fundamental gap between what corporates disclose about their sustainability practices and what investors want to know, as Romil Patel reports.

Pages