regulation

Jun 07, 2018

AutomationFunds Europe examines some of the legal issues associated with new technology and how lawyers might be affected by automation.

Jun 06, 2018

Money_launderingThe UK division of one of India’s largest public sector banks, Canara, has been fined £896,100 (€1 million) and barred from accepting new client deposits for five months for failures in its anti-money-laundering controls.

Jun 05, 2018

regulation and compliance SGG Group, an investor services provider, has acquired Lawson Conner, a London-based regulatory and compliance outsourcing firm.

Jun 04, 2018

ResearchThe pressure of unbundling broker research costs due to 2018 regulatory changes in capital markets has started to be felt in lower commissions, research shows.

Jun 04, 2018

BenchmarkMany Ucits equity funds – including some that are already under fire for allegedly being “closet index-trackers” – are failing to publish their performance against benchmarks.

May 24, 2018

The European Securities and Markets Authority (Esma) has appointed a director of the Central Bank of Ireland to its seven-person management board.

May 23, 2018

Fund professionals feel compliance costs are hampering tech adoption. So where would they spend the money if they could? A Funds Europe/Calastone survey finds out.

May 23, 2018

Stuart_ParkerUS fund giant PGIM Investments has raised $2.5 billion into its UCITS fund range since launching in europe five years ago. Chief executive Stuart Parker tells Mark Latham about the firm’s expansion plans and the challenges of breaking into the European market.

May 23, 2018

Worried_manKNEIP’s Lauri Paal draws on his experience working at Skype to see how technology and outsourcing can play a role in standardising operations.

May 23, 2018

Collateral_managementThe International Capital Market Association is seeing an increasing need for collateral management knowledge among professionals. Tim Steele asks why.

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