regulation

Jul 19, 2018

Samuel_Beckett_Bridge_DublinThe Depository Trust & Clearing Corporation, the world’s largest repository for over-the-counter and exchange-traded derivatives reporting, is to open an office in Dublin ahead of the UK’s departure from the EU.

Jul 18, 2018

Jonathan_SteinbergFollowing its acquisition of ETF Securities’ European business, WisdomTree founder “Jono” Steinberg talks to Mark Latham about the ETF industry’s future and the firm’s expansion plans.

Jul 17, 2018

Hiring_nowSwitzerland’s Fisch Asset Management is to hire five additional specialists as part of an expansion plan to make its business more international.

Jul 16, 2018

Roller_coasterWithout the key ingredient of industry collaboration, fund management back and middle offices will not be operationally efficient. Tim Steele looks at the industry’s record.

Jul 16, 2018

Jonathan_SteinbergFollowing its acquisition of ETF Securities’ European business, WisdomTree founder Jonathan Steinberg talks to Mark Latham about the ETF industry’s future and the firm’s expansion plans.

Jul 16, 2018

USA_peopleThe US is still a prize to be won for many European asset managers. Arguably its regulatory cost will be lower than Europe due to its homogeneity. Tim Steele looks at the main barriers to entry.

Jul 16, 2018

Emily HarmsworthUK limited partnership law reforms are like buses: you wait ages, then lots arrive at once. The legislation is over 100 years old and in the last few years, notable changes have been made.

Jul 12, 2018

HourglassThe EU’s financial markets regulator has warned financial services companies in the UK that they will, in the event of a hard Brexit, need to apply for licences by the end of July if they want to continue trading in the 27 remaining EU countries.

Jul 12, 2018

Stuart_ParkerUS fund giant PGIM Investments has raised $2.5 billion into its Ucits fund range since launching in Europe five years ago. Chief executive Stuart Parker tells Mark Latham about the firm’s expansion plans and the challenges of breaking into the European market.

Jul 06, 2018

FishermanThe EU Commission’s guidelines on withholding taxes do not have nearly enough bite, says Lorraine White, BNY Mellon’s global head of securities and client tax.

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