September 2008

CUSTODY 2008: State Street View from the Top

hooley.jpgJay Hooley
president and chief operating
State Street
Rising regulatory scrutiny and the
related cost of compliance that face the financial services industry have had a
dramatic impact on business as well as the steps financial services providers
must take to provide institutional investors with the transparency they need.
Every day, the duties regulatory agencies require of financial services providers
add to the tasks they must perform. Recent changes in regulations ranging from
Sarbanes-Oxley to Basel II have prompted most companies to reevaluate their
business processes, policies and conduct. Managing this process, and the
expense associated with compliance, will be an ongoing issue for the
foreseeable future.

Executive Interviews

INTERVIEW: Put your money where your mouth is

Jun 10, 2016

At Kempen Capital Management, they believe portfolio managers should invest in their own funds. David Stevenson talks to Lars Dijkstra, CIO of the €42 billion manager.

EXECUTIVE INTERVIEW: ‘Volatility is the name of the game’

May 13, 2016

Axa Investment Managers chief executive officer, Andrea Rossi, talks to David Stevenson about bringing all his firm’s subsidiaries under one name and the opportunities that a difficult market...


ROUNDTABLE: Beyond the hype

Oct 13, 2016

The use of smart beta investing continues to grow. Our panel, made up of both providers and users, discusses what the strategy actually means, how it should be used and the kind of pitfalls that may arise when using this innovative investment technique.

MIFID II ROUNDTABLE: Following the direction of travel

Sep 07, 2016

Fund management firms Aberdeen and HSBC Global meet with specialist providers to speak about how the industry is evolving towards MiFID II.