Magazine Issues»May 2018

Emma_RachmaninovFor those asset managers’ legal and compliance teams who breathed a sigh of relief in January when MiFID II was implemented, the next items on the UK regulatory change agenda probably include the Financial Conduct Authority’s Asset Management Market Study (AMMS), the Senior Managers and Certification Regime (SM&CR) and responding to Brexit.

MachineIf regulatory reporting became machine-readable, it would reduce friction and could lead to more profound benefits. Nicholas Pratt reports.

The May 2018 ‘product summaries’ focus is on US equities.

Jonathan_LipkinA number of EU-level initiatives show the seriousness of intent among policymakers to further develop the European retail investment fund market.

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